Form ADV-E to be Filed Electronically through IARD
USINFO | 2014-06-04 16:35
The IARD system was upgraded to accept Form ADV-E on November 8, 2010 and all Form ADV-E must be filed electronically through IARD after this date. Form ADV-E filing instructions may be found in the IARD Quick Reference Guides (http://www.iard.com/UserSupport.asp). More information about this topic may be found in the Adviser Custody Rule and Related Form ADV Changes Adopted for SEC Advisers section below.
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