Other acts prohibited by subchapter
usinfo | 2014-06-04 17:13
Registration of investment advisers- Other acts prohibited by subchapter
15 U.S. Code § 80b–3 - Registration of investment advisers
(d) Other acts prohibited by subchapter
Any provision of this subchapter (other than subsection (a) of this section) which prohibits any act, practice, or course of business if the mails or any means or instrumentality of interstate commerce are used in connection therewith shall also prohibit any such act, practice, or course of business by any investment adviser registered pursuant to this section or any person acting on behalf of such an investment adviser, irrespective of any use of the mails or any means or instrumentality of interstate commerce in connection therewith.
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