Bar or suspension from association with investment adviser; notice and hearingRegistration of investment advisers-Registration of successor to business of investment adviser

15 U.S. Code § 80b–3 - Registration of investment advisers

 (g) Registration of successor to business of investment adviser

Any successor to the business of an investment adviser registered under this section shall be deemed likewise registered hereunder, if within thirty days from its succession to such business it shall file an application for registration under this section, unless and until the Commission, pursuant to subsection (c) orsubsection (e) of this section, shall deny registration to or revoke or suspend the registration of such successor.