Withdrawal of registration
usinfo | 2014-06-04 17:37
Registration of investment advisers- Withdrawal of registration
15 U.S. Code § 80b–3 - Registration of investment advisers
(h) Withdrawal of registration
Any person registered under this section may, upon such terms and conditions as the Commission finds necessary in the public interest or for the protection of investors, withdraw from registration by filing a written notice of withdrawal with the Commission. If the Commission finds that any person registered under this section, or who has pending an application for registration filed under this section, is no longer in existence, is not engaged in business as an investment adviser, or is prohibited from registering as an investment adviser under section 80b–3a of this title, the Commission shall by order cancel the registration of such person.
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