Authority to enter order requiring accounting and disgorgeme
usinfo | 2014-06-04 17:43


Registration of investment advisers-Authority to enter order requiring accounting and disgorgement

15 U.S. Code § 80b–3 - Registration of investment advisers

(j) Authority to enter order requiring accounting and disgorgement
In any proceeding in which the Commission may impose a penalty under this section, the Commission may enter an order requiring accounting and disgorgement, including reasonable interest. The Commission is authorized to adopt rules, regulations, and orders concerning payments to investors, rates of interest, periods of accrual, and such other matters as it deems appropriate to implement this subsection.

 

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