Company Legal Name Merrill Lynch, Pierce, Fenner & Smith Incorporated
Organization Form Corporation

http://investment-advisors.findthebest.com/l/32681/MERRILL-LYNCH-PIERCE-FENNER-And-SMITH-INCORPORATED
FIRM ASSETS
Total Assets Under Management Total Number of Accounts Average Account Balance
$321
BILLION 1.29
MILLION $249,036

Discretionary Assets Under Management $176 Billion
Total Number of Discretionary Accounts 770,471
Non-Discretionary Assets Under Management $145 Billion
Total Number of Non-Discretionary Accounts 520,146

Main Office AddressOne Bryant Park
New York, New York, 10036
United StatesWebsiteWebsite(http)Main Office Phone(800) 637-7455Main Office Fax980-233-7021

Client Details
Number of Advisory Clients 100+
If More Than 100 Clients, How Many? 541,000
Number of Clients: Financial Planning More than 500
Other Clients: Usufructuary, Curatorship, Tutorship, Educational Institutions, Non-u.s. Gov't Agency, Other

Activities and Fees
ACTIVITIES
Advisory Activities Act as a Portfolio Manager for the Wrap Fee Program
Financial Planning Services
Management Services to Security Portfolios
Other Advisory Services
Pension Consulting Services
Portfolio Management for Businesses or Institutional Clients
Portfolio Management for Individuals and/or Small Businesses
Selection of Other Advisors

Other Advisory Services Yes
FEES
Advisor Fees % of Assets Under Management
Commissions
Fixed Fees
Hourly Charges

SEC Info
Firm CRD # 7691
SEC Number 801-14235
SEC Registration Status Approved
Status Effective Date 12/08/1978
Latest ADV Filing Date 02/25/2013
SEC Region NYRO
Organization Form Corporation
Country Organized Under: United States
State Organized Under: DE
Advisor Details Sells Products or Services
Pension Consultant
Sponsor of the Wrap Fee Program